KD
Karsten A. Dornseif
BOWERS WEALTH MANAGEMENT
PENRYN, CA
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CRD#: 5645775
KD
Professional summary
Karsten Austin Dornseif, CFP® is a registered financial advisor currently at BOWERS WEALTH MANAGEMENT, INC. located in Penryn, California.
Karsten is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Karsten has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Karsten Austin Dornseif's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 19, 2009 - Present
BOWERS WEALTH MANAGEMENT, INC.
RIA
CRD#: 145476
PENRYN, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BOWERS WEALTH MANAGEMENT, INC.
BOWERS WEALTH MANAGEMENT, INC.
CRD#: 145476 / SEC#: 801-79671
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)Arizona
Registered Investment Advisory firm - (5/7/2014 Terminated)California
Registered Investment Advisory firm - (6/6/2014 Terminated)Florida
Registered Investment Advisory firm - (5/7/2014 Terminated)Michigan
Registered Investment Advisory firm - (5/14/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2014 Terminated)Texas
Registered Investment Advisory firm - (5/7/2014 Terminated)Washington
Registered Investment Advisory firm - (5/8/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/19/2009)
IAR
Texas(12/14/2009)
Current Firm
BW
BOWERS WEALTH MANAGEMENT, INC.
BOWERS WEALTH MANAGEMENT, INC.
CRD#: 145476 / SEC#: 801-79671
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)Arizona
Registered Investment Advisory firm - (5/7/2014 Terminated)California
Registered Investment Advisory firm - (6/6/2014 Terminated)Florida
Registered Investment Advisory firm - (5/7/2014 Terminated)Michigan
Registered Investment Advisory firm - (5/14/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/7/2014 Terminated)Texas
Registered Investment Advisory firm - (5/7/2014 Terminated)Washington
Registered Investment Advisory firm - (5/8/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1236 U.s. Highway 50 Suite C, Glenbrook, NV 89413
Mailing Address
Po Box 12578, Zephyr Cove, NV 89413
Phone number
(775) 409-3712
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 239,960,688 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
