Dionysios Bazigos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dionysios Bazigos, who also goes by Dan Bazigos, was a registered financial professional .
Dionysios is a previously registered financial professional and started their career in finance in 2009. Dionysios had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2019 - November 2, 2020
INVESCO MANAGED ACCOUNTS, LLC
April 5, 2019 - May 26, 2026
INVESCO ADVISERS, INC.
April 5, 2019 - May 26, 2026
INVESCO DISTRIBUTORS, INC.
March 18, 2015 - April 2, 2019
INVESCO ADVISERS, INC.
March 16, 2015 - April 2, 2019
INVESCO DISTRIBUTORS, INC.
March 3, 2009 - March 13, 2015
PMA SECURITIES, LLC
Primary Firm SEC Registration
INVESCO MANAGED ACCOUNTS, LLC
CRD#: 154461 / SEC#: 801-61716
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO MANAGED ACCOUNTS, LLC
CRD#: 154461 / SEC#: 801-61716
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,544 |
| AUM (Assets Under Management) | $ 24,606,305,138 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
