Lawrence J. Sage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Joel Sage, who also goes by Lawrence Joel Sage, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2009. Lawrence had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2013 - August 10, 2018
WAYPOINT ASSET MANAGEMENT LLC
March 9, 2012 - October 1, 2012
DELPHOS MMJ L.P.
June 3, 2009 - May 27, 2010
FOREST ROAD SECURITIES BD LLC
State Registrations and Notice Filings
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Exams
Current Firm
WAYPOINT ASSET MANAGEMENT LLC
CRD#: 166200 / SEC#: 801-120857
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,815,224 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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