William Carambelas

ALPHA OMEGA FINANCIAL

Glen Arm, MD

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CRD#: 5644917

Professional summary

William Carambelas, CFP®, ChFC® is a registered financial advisor currently at ALPHA OMEGA FINANCIAL located in Glen Arm, Maryland.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Carambelas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

Experience

Current

May 14, 2021 - Present

ALPHA OMEGA FINANCIAL

RIA

CRD#: 314289

Glen Arm, MD

Past

May 31, 2011 - August 6, 2021

ALPHA OMEGA FINANCIAL, LLC

RIA

CRD#: 157208

GLEN ARM, MD

Past

May 17, 2011 - June 13, 2011

FOUNDERS FINANCIAL SECURITIES LLC

RIA

CRD#: 137945

TOWSON, MD

Past

May 17, 2011 - June 13, 2011

FOUNDERS FINANCIAL SECURITIES LLC

CRD#: 137945

TOWSON, MD

Past

January 12, 2010 - May 13, 2011

FOUNDERS FINANCIAL SECURITIES LLC

RIA

CRD#: 137945

TOWSON, MD

Past

February 26, 2009 - May 13, 2011

FOUNDERS FINANCIAL SECURITIES LLC

CRD#: 137945

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA OMEGA FINANCIAL

ALPHA OMEGA FINANCIAL | ALPHA OMEGA FINANCIAL, INC. | ALPHA OMEGA FINANCIAL ADVISORY, INC.

CRD#: 314289 / SEC#: 801-121214

RIA

Registered Investment Advisory firm - (5/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(5/24/2024)

IAR

Florida
(3/21/2024)

IAR

Maryland
(5/14/2021)

IAR

Texas
(5/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/25/2009

General Securities Representative Examination

Current Firm

ALPHA OMEGA FINANCIAL

ALPHA OMEGA FINANCIAL | ALPHA OMEGA FINANCIAL, INC. | ALPHA OMEGA FINANCIAL ADVISORY, INC.

CRD#: 314289 / SEC#: 801-121214

RIA

Registered Investment Advisory firm - (5/14/2021 Approved)

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Contact information

Main Address

Bradenton, FL

Mailing Address

Phone number

(410) 592-8936

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHA OMEGA FINANCIAL, INC. ADV BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 161,584,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Carambelas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Carambelas's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA OMEGA FINANCIAL

ALPHA OMEGA FINANCIAL, LLC

FOUNDERS FINANCIAL SECURITIES LLC

FOUNDERS FINANCIAL SECURITIES LLC

FOUNDERS FINANCIAL SECURITIES LLC

FOUNDERS FINANCIAL SECURITIES LLC

Primary Firm SEC Registration

ALPHA OMEGA FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2009

Series 7

Date: 2/25/2009

Current Firm

ALPHA OMEGA FINANCIAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA OMEGA FINANCIAL

TRUST BUT VERIFY

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