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John Peter Dittrich

DITTRICH FINANCIAL GROUP
SPRINGFIELD, MO
·CRD# 5644790·17 years experience

Professional Summary

John Peter Dittrich, who also goes by John P Dittrich, is a registered financial advisor currently at DITTRICH FINANCIAL GROUP LLC located in Springfield, Missouri. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John P Dittrich

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

DITTRICH FINANCIAL GROUP LLC·CRD# 327238
RIA
Springfield, MO
August 4, 2023 - Present
STRATEGIC WEALTH GROUP·CRD# 284430
RIA
Springfield, MO
October 16, 2018 - October 31, 2023
MOLONEY SECURITIES CO., INC.·CRD# 38535
BD
Springfield, MO
June 24, 2013 - October 20, 2014
DB ADVISORS·CRD# 134485
RIA
Springfield, MO
May 16, 2013 - October 11, 2018
HEIM, YOUNG & ASSOCIATES, INC.·CRD# 38993
BD
Springfield, MO
February 27, 2012 - May 15, 2013
EDWARD JONES·CRD# 250
RIA
Strafford, MO
April 29, 2009 - February 21, 2012
EDWARD JONES·CRD# 250
BD
Strafford, MO
April 14, 2009 - February 21, 2012

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Current Firm

DF
DITTRICH FINANCIAL GROUP LLC

DITTRICH FINANCIAL GROUP LLC

CRD#: 327238
Louisiana
Registered Investment Advisory firm - Louisiana (10/10/2025 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (8/3/2023 Approved)
Texas
Registered Investment Advisory firm - Texas (8/17/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Springfield, MO

Phone Number

(417) 343-3977

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

33

AUM (Assets Under Management)

$9,834,894

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Family Tax Service Investment-related: No Address: Springfield, MO Nature: Accounting/tax services Position/title/relationship with the other business: Tax & Accounting Manager Start date: 10/2019 Approximate number of hours/month: 40 Hours during securities trading: 40 Duties: Tax preparation Family Tax Service LLC Investment-related: No Address: Springfield, MO Nature: Landlord for rental property Position/title/relationship with the other business: Landlord Start date: 12/2023 Approximate number of hours/month: 4 Hours during securities trading: 0 Duties: Find a tenant, collect rent, manage partnership, bookkeeping.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(8/4/2023)
IAR
Texas
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2009About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Peter Dittrich's CRS (Customer Relationship Summary).

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