John P. Dittrich

DITTRICH FINANCIAL GROUP LLC

Springfield, MO

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CRD#: 5644790

Professional summary

John Peter Dittrich, who also goes by John P Dittrich, is a registered financial advisor currently at DITTRICH FINANCIAL GROUP LLC located in Springfield, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John P Dittrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Dittrich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2023 - Present

DITTRICH FINANCIAL GROUP LLC

RIA

CRD#: 327238

Springfield, MO

Past

October 16, 2018 - October 31, 2023

STRATEGIC WEALTH GROUP

RIA

CRD#: 284430

Springfield, MO

Past

June 24, 2013 - October 20, 2014

MOLONEY SECURITIES CO., INC.

CRD#: 38535

SPRINGFIELD, MO

Past

May 16, 2013 - October 11, 2018

DB ADVISORS

RIA

CRD#: 134485

SPRINGFIELD, MO

Past

February 27, 2012 - May 15, 2013

HEIM, YOUNG & ASSOCIATES, INC.

CRD#: 38993

SPRINGFIELD, MO

Past

April 29, 2009 - February 21, 2012

EDWARD JONES

RIA

CRD#: 250

STRAFFORD, MO

Past

April 14, 2009 - February 21, 2012

EDWARD JONES

CRD#: 250

STRAFFORD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/4/2023)

IAR

Texas
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2009

General Securities Representative Examination

Current Firm

DITTRICH FINANCIAL GROUP LLC

CRD#: 327238 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/10/2025 Terminated)

Missouri

Registered Investment Advisory firm - (8/3/2023 Approved)

Texas

Registered Investment Advisory firm - (8/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Springfield, MO

Mailing Address

Phone number

(417) 343-3977

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 9,834,894

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Dittrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Peter Dittrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

DITTRICH FINANCIAL GROUP LLC

STRATEGIC WEALTH GROUP

MOLONEY SECURITIES CO., INC.

DB ADVISORS

HEIM, YOUNG & ASSOCIATES, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2009

SIE

Date: 10/20/2014

Series 7

Date: 4/13/2009

Current Firm

DITTRICH FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DITTRICH FINANCIAL GROUP LLC

TRUST BUT VERIFY

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