Trimeshia L. Smiley

ZIGGY WEALTH

Royal Oak, MI 48067-2545

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CRD#: 5644533

Professional summary

Trimeshia Lakia Smiley, who also goes by Trimesha Lakia Smiley, Trimeshia L Smiley, is a registered financial advisor currently at ZIGGY WEALTH, LLC located in Royal Oak, Michigan.

Trimeshia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Trimeshia has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trimesha Lakia Smiley | Trimeshia L Smiley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/01/2015 - TRIMESHIA SMILEY/ NOTARY/ INVESTMENT RELATED/ 1%/ ORLANDO, FL 2. 07/01/2019 - LCWARREN GROUP INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MELBOURNE, FL 3. 07/01/2019 - BLACKS AND MONEY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MELBOURNE, FL 4. 01/01/2019 - FINRA ARBITRATOR/ 1099 CONTRACT/ INVESTMENT RELATED/ 1%/ ORLANDO, FL. 5. 6/28/2021 - The Probate Pro - Not Investment Related - 941 W Morse Blvd, #100 Winter Park, FL 32789 - Outside/W-2 Employment - Start Date: 1/18/2021 - 130 Hours Per Month/4 Hours During Securities Trading - Attorney.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trimeshia Lakia Smiley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2023 - Present

ZIGGY WEALTH, LLC

Office #1: 414 W 5th St, Royal Oak, MI 48067-2545

RIA

CRD#: 328022

Royal Oak, MI

Past

July 2, 2019 - October 10, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

MELBOURNE, FL

Past

July 2, 2019 - October 10, 2023

LPL FINANCIAL LLC

CRD#: 6413

MELBOURNE, FL

Past

March 29, 2018 - October 23, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Orlando, FL

Past

March 19, 2018 - October 23, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

ORLANDO, FL

Past

February 26, 2018 - October 23, 2018

TD AMERITRADE, INC.

CRD#: 7870

ORLANDO, FL

Past

March 10, 2017 - March 24, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

Orlando, FL

Past

November 22, 2010 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2010

General Securities Representative Examination

Current Firm

ZIGGY WEALTH, LLC

CRD#: 328022 / SEC#:

Michigan

Registered Investment Advisory firm - (9/15/2023 Approved)

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Contact information

Main Address

414 W. Fifth Street, Royal Oak, MI 48067

Mailing Address

Phone number

(248) 399-3300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Trimeshia L. Smiley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trimeshia Lakia Smiley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2017

Series 63

Date: 12/16/2010

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2010

Current Firm

ZIGGY WEALTH, LLC

Contact information

Documents

Red Flags

Company Information

ZIGGY WEALTH, LLC

TRUST BUT VERIFY

Contact information

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