Adam Benjamin Breit
Professional Summary
Adam Benjamin Breit, who also goes by Adam Breit, is a registered financial advisor currently at TRUIST SECURITIES, INC. located in Atlanta, Georgia. Adam is registered as a RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Adam Breit
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Current Firm
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
Contact Information
Main Address
740 Battery Ave, Atlanta, GA 30339Mailing Address
740 Battery Ave, Atlanta, GA 30339Phone Number
(404) 926-5600Established
Tennessee since 07/01/1972Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | — |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MATNEY, MELISSA WHALEY | PRINCIPAL OPERATIONS OFFICER | 3123796 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
Regulatory Event
22Arbitration
1Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
State Registrations and Notice Filings
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/29/2009)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/17/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
(10/16/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view Adam Benjamin Breit's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.