Gloria S. Lee
Professional summary
Gloria Seungyi Lee, who also goes by Gloria Seungyi Hur, Gloria Hur, is a registered financial professional currently at OCM INVESTMENTS, LLC located in Los Angeles, California.
Gloria is registered as a RR (Registered Representative) and started their career in finance in 2011. Gloria has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gloria Seungyi Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2022 - Present
OCM INVESTMENTS, LLC
Office #1: 333 South Grand Avenue (28th Floor), Los Angeles, CA 90071September 11, 2018 - October 13, 2022
ARES MANAGEMENT CAPITAL MARKETS LLC
August 21, 2013 - August 21, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 19, 2013 - August 21, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 28, 2012 - August 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 28, 2012 - August 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2011 - January 3, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2022)
Exams
FINRA
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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