Micah J. Wakefield

TRUEHAVEN CAPITAL

FRANKLIN, TN 37067

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CRD#: 5644352

Professional summary

Micah John Wakefield, who also goes by Micah Wakefield, is a registered financial advisor currently at TRUEHAVEN CAPITAL located in Franklin, Tennessee.

Micah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Micah has worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Micah Wakefield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Micah John Wakefield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

TRUEHAVEN CAPITAL

Office #1: 1201 Liberty Pike Suite 229 #1013, Franklin, TN 37067

RIA

CRD#: 332005

FRANKLIN, TN

Past

April 22, 2022 - September 13, 2024

BRS FINANCIAL LLC

RIA

CRD#: 158566

Humacao, PR

Past

August 26, 2014 - April 1, 2022

SWAN GLOBAL INVESTMENTS, LLC

RIA

CRD#: 114669

DURANGO, CO

Past

August 10, 2012 - August 8, 2014

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN ANTONIO, TX

Past

March 18, 2009 - August 8, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUEHAVEN CAPITAL

TRUEHAVEN CAPITAL | TRUEHAVEN CONSULTING | TRUEHAVEN CAPITAL, LLC

CRD#: 332005 / SEC#: 801-130726

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/24/2024)

IAR

Puerto Rico
(11/8/2024)

IAR

Tennessee
(6/9/2025)

IAR

Texas
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/27/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2009

General Securities Representative Examination

Current Firm

TRUEHAVEN CAPITAL

TRUEHAVEN CAPITAL | TRUEHAVEN CONSULTING | TRUEHAVEN CAPITAL, LLC

CRD#: 332005 / SEC#: 801-130726

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

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Contact information

Main Address

1201 Liberty Pike Suite 229 #1013, Franklin, TN 37067

Mailing Address

Phone number

(210) 260-8668

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUEHAVEN CAPITAL FORM ADV PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 117,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Micah J. Wakefield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Micah John Wakefield's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRS FINANCIAL LLC

SWAN GLOBAL INVESTMENTS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

TRUEHAVEN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2014

Series 66

Date: 6/27/2012

Series 63

Date: 9/25/2009

Series 7

Date: 3/16/2009

Current Firm

TRUEHAVEN CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUEHAVEN CAPITAL

TRUST BUT VERIFY

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