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RS

Robert Todd Seth

CRD# 5644217·Registered 2009 - 2018
Barred: Robert Todd Seth was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Todd Seth, who also goes by Todd Todd Seth, Todd Seth, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2009 - 2018. Robert had worked at 3 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd Todd Seth, Todd Seth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

D.H. HILL ADVISORS, INC.·CRD# 116324
RIA
Georgetown, TX
February 11, 2013 - May 2, 2018
REDHAWK WEALTH ADVISORS, INC.·CRD# 146616
RIA
San Marcos, CA
January 11, 2012 - February 12, 2013
GRADIENT INVESTMENTS, LLC·CRD# 141726
RIA
Oceanside, CA
February 13, 2009 - May 27, 2009

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Current Firm

DH
D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - SEC (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/20/2019 Terminated)
California
Registered Investment Advisory firm - California (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - New York (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/27/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1543 Green Oak Place Suite 200, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 200, Kingwood, TX 77339

Phone Number

(832) 644-1852

# of Employees

19

SEC notice filing (29 States and Territories)

Registered to provide investment advisory services in 29 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

938

AUM (Assets Under Management)

$226,395,564

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - SEC (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/20/2019 Terminated)
California
Registered Investment Advisory firm - California (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - New York (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/27/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2011About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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