MM
Marcelo R. Marinho-gomes
SVB WEALTH
Cottonwood Heights, UT 84121
Some features on this profile are disabled
CRD#: 5644106
MM
Professional summary
Marcelo Ricardo Marinho-gomes, who also goes by Marcelo Rm Gomes, Marcelo Gomes, Marcelo Marinho, is a registered financial advisor currently at SVB WEALTH located in Cottonwood Heights, Utah and FIRST CITIZENS INVESTOR SERVICES, INC. located in Cottonwood Heights, Utah.
Marcelo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Marcelo has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcelo Rm Gomes | Marcelo Gomes | Marcelo Marinho
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SVB Wealth LLC-Investment Related-AI Relationship Manager Position is AI Relationship Manager; Started 06/2022; FTE employee; AI Relationship Manager for customers the name of the other business; Motu Travel, LLC whether the business is investment-related; NO the nature of the other business; Travel/Tourism Consulting your position; Managing Member title, or relationship with the other business; owner/ managing member the start date of your relationship; March 2022 the approximate number of hours/month you devote to the other business;2-5 hours a week on the weekend
CRS (Client Relationship Summary) - RIA
Click below to view Marcelo Ricardo Marinho-gomes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2022 - Present
SVB WEALTH
Office #1: 2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121RIA
CRD#: 172832
Cottonwood Heights, UT
Current
January 10, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121RIA
BD
CRD#: 44430
Cottonwood Heights, UT
Past
December 6, 2021 - July 29, 2022
SVB INVESTMENT SERVICES INC.
RIA
CRD#: 168116
Cottonwood Heights, UT
Past
December 3, 2021 - December 31, 2023
SVB INVESTMENT SERVICES INC.
BD
CRD#: 168116
Cottonwood Heights, UT
Past
March 31, 2010 - December 20, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOUNTIFUL, UT
Past
March 19, 2010 - December 20, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOUNTIFUL, UT
Past
June 30, 2009 - March 22, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MESA, AZ
Past
May 1, 2009 - March 22, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(7/28/2022)
IAR
California(6/28/2022)
IAR
Colorado(8/1/2022)
IAR
Connecticut(6/29/2022)
IAR
Indiana(5/28/2024)
IAR
Michigan(6/30/2022)
IAR
Missouri(6/29/2022)
IAR
Nevada(7/29/2022)
IAR
New Jersey(6/29/2022)
IAR
New York(7/28/2022)
IAR
Oregon(8/5/2022)
IAR
Pennsylvania(6/29/2022)
IAR
Texas(6/28/2022)
IAR
Utah(7/28/2022)
RR
Utah(1/10/2024)
IAR
Washington(8/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
