Karl A. Schwartz
TEAM HEWINS
BOCA RATON, FL 33431
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CRD#: 5643662
Professional summary
Karl Arthur Schwartz, CFP® is a registered financial advisor currently at TEAM HEWINS, LLC located in Boca Raton, Florida.
Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Karl has worked at 4 firms and has passed the Series 65 exam.
Core Areas of Focus
Business Owners
Corporate Executives
Divorce Planning
Entrepreneurs
High Net Worth Client Needs
Investment Advice with Ongoing Management
Biography
I discovered a passion for financial planning at an early age. As far back as high school, I was working the numbers to see what would be needed to build a retirement nest egg. I graduated from the University of Wisconsin, La Crosse, with a B.S. in Accounting, and since then, I've thrived on easing financial stress for my clients. We will take one step at a time, prioritize your issues, and take care of them at a manageable pace.
I've also been honored to be quoted in and written articles for various major publications, including Morningstar, Barron's, CNBC, MarketWatch, and Yahoo! Finance.
Question & Answer
What are your service offerings?
Investment Planning
Education Planning
Estate Planning
Insurance Planning
Budgeting
Retirement Planning
Tax Planning
Life Transitions
Divorce Planning
Comprehensive Financial Planni...
Inheritance
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Karl Arthur Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
May 29, 2018 - Present
TEAM HEWINS, LLC
Office #1: 2255 Glades Road Suite 226-a, Boca Raton, FL 33431RIA
CRD#: 291194
BOCA RATON, FL
Past
December 8, 2014 - December 31, 2015
ELKO FINANCIAL ADVISORS
RIA
CRD#: 119394
MEDIA, PA
Past
November 13, 2012 - June 1, 2018
WIPFLI FINANCIAL ADVISORS, LLC
RIA
CRD#: 109983
MIAMI, FL
Past
February 11, 2009 - July 3, 2013
WIPFLI HEWINS INVESTMENT ADVISORS LLC
RIA
CRD#: 109972
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/29/2018)
IAR
Florida(6/4/2018)
Current Firm
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
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Contact information
Main Address
950 Tower Lane Suite 1050, Foster City, CA 94404
Mailing Address
Phone number
(650) 620-3040
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,030 |
| AUM (Assets Under Management) | $ 3,433,219,636 |
Red Flags
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Company Information
TEAM HEWINS, LLC
CRD#: 291194Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
