SE
Sean C. Ealy
WELCH INVESTMENT GROUP
GRANTS PASS, OR 97526
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CRD#: 5643650
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Professional summary
Sean C. Ealy is a registered financial advisor currently at WELCH INVESTMENT GROUP, LLC located in Grants Pass, Oregon.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sean has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean C. Ealy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2019 - Present
WELCH INVESTMENT GROUP, LLC
Office #1: 313 Nw "a" Street, Grants Pass, OR 97526RIA
CRD#: 131006
GRANTS PASS, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WELCH INVESTMENT GROUP, LLC
JAMES STEVEN WELCH | WELCH INVESTMENT GROUP, LLC | STEVEN WELCH, CPA | STEVEN WELCH, CERTIFIED PUBLIC ACCOUNTANT
CRD#: 131006 / SEC#: 801-111891
RIA
Registered Investment Advisory firm - (10/20/2017 Approved)Oregon
Registered Investment Advisory firm - (11/29/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/12/2023)
IAR
Oregon(1/8/2019)
IAR
Texas(12/12/2023)
Exams
Current Firm
WI
WELCH INVESTMENT GROUP, LLC
JAMES STEVEN WELCH | WELCH INVESTMENT GROUP, LLC | STEVEN WELCH, CPA | STEVEN WELCH, CERTIFIED PUBLIC ACCOUNTANT
CRD#: 131006 / SEC#: 801-111891
RIA
Registered Investment Advisory firm - (10/20/2017 Approved)Oregon
Registered Investment Advisory firm - (11/29/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
313 Nw "a" Street, Grants Pass, OR 97526
Mailing Address
Phone number
(541) 474-6616
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 908 |
| AUM (Assets Under Management) | $ 238,510,609 |
Red Flags
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