Ashley T. Lancaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashley Tyler Lancaster, who also goes by Ashley Tyler Lancaster, Ashley Tylet Lancaster, Tyler Lancaster, was a registered financial professional .
Ashley is a previously registered financial professional and started their career in finance in 2010. Ashley had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2022 - February 12, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 25, 2022 - January 30, 2024
FIDELITY BROKERAGE SERVICES LLC
January 4, 2021 - August 10, 2022
ROBINHOOD FINANCIAL, LLC
May 20, 2020 - November 19, 2020
EMPOWER ADVISORY GROUP, LLC
May 20, 2020 - November 19, 2020
EMPOWER FINANCIAL SERVICES, INC.
October 23, 2019 - May 19, 2020
EMPOWER ADVISORY GROUP, LLC
October 8, 2019 - May 19, 2020
EMPOWER FINANCIAL SERVICES, INC.
September 20, 2018 - February 1, 2019
MERCER GLOBAL ADVISORS INC.
October 12, 2010 - March 9, 2018
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
