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DF

Darryl P. Franklin

OAKWOOD WEALTH ADVISORS LTD.
Naperville, IL
Some features on this profile are disabled
CRD#: 5643121
DF

Professional summary

Darryl Patrick Franklin, who also goes by Darryl Franklin, is a registered financial advisor currently at OAKWOOD WEALTH ADVISORS LTD. located in Naperville, Illinois.

Darryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Darryl has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Darryl Franklin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Patrick Franklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2012 - Present

OAKWOOD WEALTH ADVISORS LTD.

RIA
CRD#: 164656
Naperville, IL
Past

August 29, 2011 - August 7, 2012

SANCTUARY SECURITIES, INC.

RIA
CRD#: 205
CHICAGO, IL
Past

August 29, 2011 - August 7, 2012

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
CHICAGO, IL
Past

June 1, 2009 - September 27, 2011

MORGAN STANLEY

RIA
CRD#: 149777
OAK BROOK, IL
Past

June 1, 2009 - September 27, 2011

MORGAN STANLEY

BD
CRD#: 149777
OAK BROOK, IL
Past

May 5, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
OAKBROOK TERRACE, IL
Past

April 2, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/7/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2009
General Securities Representative Examination

Current Firm

OW
OAKWOOD WEALTH ADVISORS LTD.
OAKWOOD WEALTH ADVISORS LTD. | WOODOAK CAPITAL | OAKWOOD WEALTH AGENCY

CRD#: 164656 / SEC#:

Illinois
Registered Investment Advisory firm - (8/7/2012 Approved)
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Contact information

Main Address
Naperville, IL
Mailing Address
Po Box 833, Naperville, IL 60566
Phone number
(630) 560-1500
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts60
AUM (Assets Under Management)$ 12,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKWOOD WEALTH ADVISORS LTD.

CRD#: 164656Naperville, IL

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