Darryl P. Franklin

OAKWOOD WEALTH ADVISORS LTD.

Naperville, IL

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CRD#: 5643121

Professional summary

Darryl Patrick Franklin, who also goes by Darryl Franklin, is a registered financial advisor currently at OAKWOOD WEALTH ADVISORS LTD. located in Naperville, Illinois.

Darryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Darryl has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darryl Franklin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BENEDICTINE UNIVERSITY, LISLE, IL- NOT INVESTMENT RELATED. BEGAN 4/1/2010. I AM A LECTURER WHO IS A GRADUATE SCHOOL INSTRUCTOR. O HRS DEVOTED DURING TRADING HRS. AND 12 HRS PER MONTH DEVOTED DURING NON-TRADING HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Patrick Franklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2012 - Present

OAKWOOD WEALTH ADVISORS LTD.

RIA

CRD#: 164656

Naperville, IL

Past

August 29, 2011 - August 7, 2012

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

CHICAGO, IL

Past

August 29, 2011 - August 7, 2012

SANCTUARY SECURITIES, INC.

CRD#: 205

CHICAGO, IL

Past

June 1, 2009 - September 27, 2011

MORGAN STANLEY

RIA

CRD#: 149777

OAK BROOK, IL

Past

June 1, 2009 - September 27, 2011

MORGAN STANLEY

CRD#: 149777

OAK BROOK, IL

Past

May 5, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OAKBROOK TERRACE, IL

Past

April 2, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/1/2009

General Securities Representative Examination

Current Firm

OAKWOOD WEALTH ADVISORS LTD.

OAKWOOD WEALTH ADVISORS LTD. | WOODOAK CAPITAL | OAKWOOD WEALTH AGENCY

CRD#: 164656 / SEC#:

Illinois

Registered Investment Advisory firm - (8/7/2012 Approved)

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Contact information

Main Address

Naperville, IL

Mailing Address

Po Box 833, Naperville, IL 60566

Phone number

(630) 560-1500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 12,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Darryl P. Franklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Patrick Franklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD WEALTH ADVISORS LTD.

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2009

Series 7

Date: 4/1/2009

Current Firm

OAKWOOD WEALTH ADVISORS LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAKWOOD WEALTH ADVISORS LTD.

TRUST BUT VERIFY

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