Scott N. Greene
Professional summary
Scott N Greene, who also goes by Scott Neil Greene, Scott Greene, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2009. Scott has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott N Greene's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2016 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402March 25, 2011 - January 21, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2011 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 23, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 19, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 19, 2009 - November 3, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 19, 2009 - November 3, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 20, 2009 - October 5, 2009
WELLS FARGO INVESTMENTS, LLC
April 10, 2009 - October 5, 2009
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
Exams
FINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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