Brandon C. Filer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Christopher Filer was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2009. Brandon had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2023 - April 7, 2026
ORION PORTFOLIO SOLUTIONS, LLC
November 30, 2022 - January 6, 2023
ORION PORTFOLIO SOLUTIONS, LLC
November 30, 2022 - April 7, 2026
BRINKER CAPITAL SECURITIES, LLC
August 16, 2021 - June 16, 2022
HIGHTOWER SECURITIES, LLC
May 12, 2021 - August 20, 2021
LPL FINANCIAL LLC
May 12, 2021 - August 20, 2021
LPL FINANCIAL LLC
May 6, 2019 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
May 6, 2019 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
October 11, 2018 - May 7, 2019
BANKERS LIFE ADVISORY SERVICES, INC.
September 27, 2018 - May 7, 2019
BANKERS LIFE SECURITIES, INC.
August 14, 2014 - September 20, 2018
PORTFOLIO BROKERAGE SERVICES, INC.
August 12, 2014 - September 20, 2018
ENVESTNET PMC
February 2, 2012 - June 10, 2013
U.S. BANCORP ADVISORS, LLC
February 1, 2012 - June 10, 2013
U.S. BANCORP ADVISORS, LLC
February 26, 2010 - January 20, 2012
ZECCO TRADING, INC.
April 6, 2009 - September 21, 2009
WELLS FARGO INVESTMENTS, LLC
March 27, 2009 - September 21, 2009
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203,878 |
| AUM (Assets Under Management) | $ 57,658,151,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 10/21/2024 | ||
| 01/17/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
