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AL

Andrew K. Le

INVESTABLE
OAKWOOD, OH
Some features on this profile are disabled
CRD#: 5642668
AL

Professional summary

Andrew Khoa Q Le, who also goes by Andrew Khoa Le, is a registered financial advisor currently at INVESTABLE located in Oakwood, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew Khoa Le

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Khoa Q Le's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2025 - Present

INVESTABLE

RIA
CRD#: 333290
OAKWOOD, OH
Past

January 3, 2014 - September 1, 2017

GENEVA ADVISORS, LLC

RIA
CRD#: 121629
CHICAGO, IL
Past

July 3, 2009 - July 29, 2016

WHV INVESTMENTS, INC.

RIA
CRD#: 107214
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IN
INVESTABLE
INVESTABLE | INVESTABLE WEALTH MANAGEMENT, INC.

CRD#: 333290 / SEC#: 801-131507

RIA
Registered Investment Advisory firm - (11/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/22/2025)
IAR
Texas
(4/22/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/1/2009
Uniform Investment Adviser Law Examination

Current Firm

IN
INVESTABLE
INVESTABLE | INVESTABLE WEALTH MANAGEMENT, INC.

CRD#: 333290 / SEC#: 801-131507

RIA
Registered Investment Advisory firm - (11/22/2024 Approved)
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Contact information

Main Address
Oakwood, OH
Mailing Address
Phone number
(937) 369-9275
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVESTABLE WEALTH MANAGEMENT ADV PART 2 (2/12/2026)

Regulatory assets under management

Total Number of Accounts81
AUM (Assets Under Management)$ 362,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTABLE

CRD#: 333290Oakwood, OH

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