Ming Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ming Zhang was a registered financial professional .
Ming is a previously registered financial professional and started their career in finance in 2009. Ming had worked at 4 firms and has passed the Series 63, Series 65, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2012 - December 31, 2013
MING ZHANG INVESTMENT ADVISORY LLC
November 18, 2010 - December 31, 2011
MING ZHANG INVESTMENT ADVISORY LLC
June 1, 2009 - October 12, 2010
MORGAN STANLEY
June 1, 2009 - October 12, 2010
MORGAN STANLEY
April 9, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 9, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 16, 2009 - March 18, 2009
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
MING ZHANG INVESTMENT ADVISORY LLC
CRD#: 155339 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
