Michele W. Sloan
Professional summary
Michele Williams Sloan, who also goes by Michele W Sloan, Michele Williams Sloan, Michele Sloan, Michele Ann Williams, is a registered financial advisor currently at GENESIS INVESTMENTS located in Ooltewah, Tennessee.
Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michele has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michele Williams Sloan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2024 - Present
GENESIS INVESTMENTS
Office #1: 9448 Bradmore Ln Ste 212, Ooltewah, TN 37363November 8, 2013 - January 19, 2024
EDWARD JONES
April 25, 2013 - January 19, 2024
EDWARD JONES
Primary Firm SEC Registration
GENESIS INVESTMENTS
CRD#: 310878 / SEC#: 801-134325
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/15/2024)
(1/16/2024)
Exams
Current Firm
GENESIS INVESTMENTS
CRD#: 310878 / SEC#: 801-134325
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 723 |
| AUM (Assets Under Management) | $ 102,634,400 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/07/2024 | ||
| 01/11/2024 | ||
| 01/04/2023 |
Red Flags
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Company Information
GENESIS INVESTMENTS
CRD#: 310878Ooltewah, TN 37363TRUST BUT VERIFY
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