GC
Gregory J. Cotter
CHI-RHO FINANCIAL
Baton Rouge, LA
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CRD#: 5642066
GC
Professional summary
Gregory James Cotter is a registered financial advisor currently at CHI-RHO FINANCIAL, LLC located in Baton Rouge, Louisiana.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Gregory has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GBRFBMS is a non-profit, has no employees, the seven directors are not paid, and most have investment backgrounds like me, or are lawyers, or both. The purpose of GBRFBMS is to invest the wealth accumulated by the Food Bank, develop the investment policy, hire the RIA(s), monitor performance, and financially support the Food Bank's mission. The GBRFB President and/or the CFO cause the Food Bank to borrow and repay loans from GBRFBMS, may request permanent withdrawals, and send money to GBRFBMS for investment purposes. The name is Greater Baton Rouge Food Bank Mission Support, Inc which is an affiliate of Greater Baton Rouge Food Bank Inc, but they are operated independently. The Food Bank has a much larger Board, but 2 of the directors are on both Boards which does not include me. The address of both is 10600 S. Choctaw DR, Baton Rouge, LA 70815. I spend between 2 and 6 hours per quarter about half during trading hours, although I spent more time back in 2022 during start-up. The entity was formed and funded in January 2022 and I became a director upon founding. In about June, 2023, the Board elected officers and I became Vice Chairman.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory James Cotter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2023 - Present
CHI-RHO FINANCIAL, LLC
RIA
CRD#: 138947
Baton Rouge, LA
Past
November 11, 2016 - December 31, 2022
REGISTER FINANCIAL ASSOCIATES, INC.
BD
CRD#: 30568
ATLANTA, GA
Past
March 2, 2009 - October 17, 2016
EMERGENT FINANCIAL GROUP, INC.
BD
CRD#: 37891
BLOOMINGTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CHI-RHO FINANCIAL, LLC
CHI-RHO FINANCIAL, LLC
CRD#: 138947 / SEC#: 801-74211
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(2/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CHI-RHO FINANCIAL, LLC
CHI-RHO FINANCIAL, LLC
CRD#: 138947 / SEC#: 801-74211
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Lenox Road Suite 820, Atlanta, GA 30326
Mailing Address
Phone number
(678) 731-0032
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 1,170,153,995 |
Red Flags
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