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SG

Scott A. Greenwood

Some features on this profile are disabled
CRD#: 5641805
SG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Alexander Greenwood, who also goes by Scott Greenwood, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2009. Scott had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Greenwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRUSTCORE INSURANCE AGENCY - NONINVESTMENT RELATED - 5314 MARYLAND WY, STE 300 BRENTWOOD, TN 37027 - INDEPENDENT INSURANCE AGENCY - AGENT - SINCE JUNE 2010- ROUGHLY 5% OF TIME (8 HOURS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS - ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE. 2) TRUSTCORE FINANCIAL SERVICES, INC. - INVESTMENT RELATED - 5314 MARYLAND WY, STE 300 BRENTWOOD, TN - REGISTERED INVESTMENT ADVISER - FINANCIAL PLANNER - SINCE 6/2010 - ROUGHLY 60% OF TIME (100 HOURS A MONTH) ARE DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS - ENGAGED IN THE BUSINESS OF PROVIDING FINANCIAL PLANNING ADVICE. 01/2015 DEVELOPMENT OF OWN INDEPENDENT RIA BUSINESS. NAME, ADDRESS AND INCOME TO BE DETERMINED. PREPARING TO SEPARATE FROM TRUSTCORE TO OPEN OWN RIA. 25 HOURS A WEEK DURING MARKET HOURS.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 21, 2022 - December 31, 2024

STONEPOINT CAPITAL, LLC

RIA
CRD#: 174838
NASHVILLE, TN
Past

January 22, 2021 - December 31, 2021

STONEPOINT CAPITAL, LLC

RIA
CRD#: 174838
Nashville, TN
Past

April 28, 2015 - December 31, 2020

STONEPOINT CAPITAL, LLC

RIA
CRD#: 174838
NASHVILLE, TN
Past

June 14, 2010 - April 6, 2015

TRUSTCORE INVESTMENTS LLC

BD
CRD#: 15423
BRENTWOOD, TN
Past

June 11, 2010 - April 6, 2015

TRUSTCORE FINANCIAL SERVICES, LLC

RIA
CRD#: 106522
BRENTWOOD, TN
Past

April 23, 2009 - June 11, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
FRANKLIN, TN
Past

March 20, 2009 - June 11, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/16/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/2009
General Securities Representative Examination

Current Firm

SC
STONEPOINT CAPITAL, LLC
STONEPOINT CAPITAL, LLC

CRD#: 174838 / SEC#: 801-118434

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Contact information

Main Address
6344 Chickering Circle Suite 211, Nashville, TN 37215
Mailing Address
Phone number
(615) 807-0678
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Part 2 Brochures

STONEPOINT CAPITAL ADV 2A AND 2B (3/30/2023)

Regulatory assets under management

Total Number of Accounts22
AUM (Assets Under Management)$ 154,896,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEPOINT CAPITAL, LLC

CRD#: 174838

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