Peter W. Matthews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Whitman Matthews, who also goes by Peter W. Matthews, Peter Matthews, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2009. Peter had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - November 25, 2014
SOUTHERNSUN ASSET MANAGEMENT LLC
February 23, 2009 - October 5, 2010
SOUTHERNSUN ASSET MANAGEMENT, INC
Primary Firm SEC Registration
SOUTHERNSUN ASSET MANAGEMENT LLC
CRD#: 154572 / SEC#: 801-71849
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERNSUN ASSET MANAGEMENT LLC
CRD#: 154572 / SEC#: 801-71849
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 99 |
| AUM (Assets Under Management) | $ 834,873,382 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
