Anise K. Faircloth

BERG FAIRCLOTH INVESTMENT ADVISORS

Leesburg, VA 20176

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CRD#: 5640969

Professional summary

Anise Kayley Faircloth, who also goes by Anise K. Black, Anise Kayley Black, Annie Faircloth, is a registered financial advisor currently at BERG FAIRCLOTH INVESTMENT ADVISORS located in Leesburg, Virginia.

Anise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Anise has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anise K. Black | Anise Kayley Black | Annie Faircloth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANISE KAYLEY FAIRCLOTH IS A FIRM ADMINISTRATOR FOR BERG FAIRCLOTH & COMPANY, AN ACCOUNTING FIRM. LOCATED AT 44135 WOODRIDGE PARKWAY, SUITE 200,LEESBURG, VA 20176. START DATE: 02-04-2009. HOURS DEVOTED TO BUSINESS DURING TRADING HOURS:2 HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS:0 PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS:30%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anise Kayley Faircloth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2013 - Present

BERG FAIRCLOTH INVESTMENT ADVISORS

Office #1: 44135 Woodridge Parkway Suite 200, Leesburg, VA 20176

RIA

CRD#: 118673

Leesburg, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BERG FAIRCLOTH INVESTMENT ADVISORS

BERG FAIRCLOTH INVESTMENT ADVISORS | BERG FAIRCLOTH INVESTMENT ADVISORS CORP.

CRD#: 118673 / SEC#: 801-61299

RIA

Registered Investment Advisory firm - (1/30/2012 Terminated)

District of Columbia

Registered Investment Advisory firm - (10/10/2013 Approved)

Florida

Registered Investment Advisory firm - (12/14/2012 Approved)

Maryland

Registered Investment Advisory firm - (7/3/2012 Approved)

North Carolina

Registered Investment Advisory firm - (11/9/2012 Approved)

Texas

Registered Investment Advisory firm - (1/3/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/4/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

44135 Woodridge Parkway Suite 200, Leesburg, VA 20176

Mailing Address

Phone number

(703) 821-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 39,554,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anise K. Faircloth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anise Kayley Faircloth's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERG FAIRCLOTH INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

BERG FAIRCLOTH INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BERG FAIRCLOTH INVESTMENT ADVISORS

TRUST BUT VERIFY

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