RG
Robert P. Galeria
TENCAP WEALTH COACHING
SOUTH JORDAN, UT 84095
Some features on this profile are disabled
CRD#: 5640803
RG
Professional summary
Robert Paul Galeria, who also goes by Robby Galeria, is a registered financial advisor currently at TENCAP WEALTH COACHING located in South Jordan, Utah.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robby Galeria
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT; SALT LAKE, UT;06/2013; INSURANCE SALES AND SERVICES; GREATER THAN 75% OF TIME IN THIS BUSINESS ACTIVITY. 2) Oakstead Infusion Pharmacy; Non-Investment Related; Layston, Utah; Closed-door pharmacy; Managing Member; November 2015. 3) Oakstead infusion Pharmacy of Eastern Idaho LLC; non-inv related; Owner/Managing Member; Start 09/2021; approximately 80% of time spent in this business.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paul Galeria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2014 - Present
TENCAP WEALTH COACHING
Office #1: 1314 West 11400 South Suite 201, South Jordan, UT 84095RIA
CRD#: 166130
SOUTH JORDAN, UT
Past
March 23, 2012 - July 9, 2013
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MURRAY, UT
Past
January 20, 2010 - February 15, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
IDAHO FALLS, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(7/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1314 West 11400 South Suite 201, South Jordan, UT 84095
Mailing Address
Phone number
(801) 221-2956
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 117,197,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
