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PT

Pasqualina Traina

PENTALPHA CAPITAL
Greenwich, CT 06831
Some features on this profile are disabled
CRD#: 5640696
PT

Professional summary

Pasqualina Traina, who also goes by Patty Traina, Patty Zeolla, is a registered financial professional currently at PENTALPHA CAPITAL, LLC located in Greenwich, Connecticut.

Pasqualina is registered as a RR (Registered Representative) and started their career in finance in 2009. Pasqualina has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patty Traina | Patty Zeolla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pasqualina Traina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2025 - Present

PENTALPHA CAPITAL, LLC

Office #1: 2 Greenwich Office Park, Greenwich, CT 06831
BD
CRD#: 40393
Greenwich, CT
Past

April 6, 2009 - December 12, 2022

PENTALPHA CAPITAL, LLC

BD
CRD#: 40393
GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/4/2009
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PENTALPHA CAPITAL, LLC
PENTALPHA CAPITAL, LLC

CRD#: 40393 / SEC#: , 8-49021

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
2 Greenwich Office Park, Greenwich, CT 06831
Mailing Address
P.o. Box 4839, Greenwich, CT 06831
Phone number
(203) 660-6100
Established
New York since 12/07/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CALLAHAN, JILL GILBERTSHAREHOLDER1939990
CALLAHAN, JAMESEXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER1463232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENTALPHA CAPITAL, LLC

CRD#: 40393Greenwich, CT 06831

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