AB
Albert A. Berg
FORTIS CAPITAL ADVISORS
Greenville, SC 29601
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CRD#: 5640255
AB
Professional summary
Albert Aaron Berg, who also goes by Aaron Berg, Albert Berg, is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Greenville, South Carolina and GREEN VISTA CAPITAL, LLC located in Winter Park, Florida.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Albert has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Berg | Albert Berg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business: Rental Income, Not Investment Related, Address: 311 WAYCROSS LANESIMPSONVILLE South Carolina 29681, Nature of Business: Real Estate Position, Title or Relationship: Lessor Start Date: 6/9/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pay HOA dues to manage the property, maintain working order of the appliances. 2) Fixed Insurance Sales, Investment related, 201 Riverplace, Suite 501, Greenville, SC 29601, Insurance sales, 10 hours per month during trading hours. 3) Albert Berg is an investment adviser representative at Fortis Capital Advisors LLC d/b/a as Horizon Private Wealth where he is a founder and managing partner. The address of Horizon Private Wealth is 201 Riverplace, Suite 500, Greenville, SC 29601. The start date is Nov 1st, 2024. His duties are senior advisor, and he spends 160 hours per month during normal trading hours and 20 hours per month outside of normal trading hours. This is investment related. 4) The Fairfield Trust; Investment related; 511 Dallas Rd. Greenville, SC 29607, Family Trustee, Trustee, Start Date 01/2015; 1 hour per month during trading hours. 5) Business Consulting Service - Exit Planning; Investment related; 201 Riverplace, Suite 500, Greenville, SC 29601; Business Value Acceleration and Exit Planning; Exit Planning; Start Date 11/2024; 20 hours a month; 20 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Albert Aaron Berg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
FORTIS CAPITAL ADVISORS, LLC
Office #1: 201 Riverplace, Suite 500, Greenville, SC 29601RIA
CRD#: 309709
Greenville, SC
Current
December 5, 2024 - Present
GREEN VISTA CAPITAL, LLC
Office #1: 222 N. Park Avenue, Winter Park, FL 32789BD
CRD#: 293630
Winter Park, FL
Past
November 18, 2024 - November 22, 2024
GREAT POINT CAPITAL LLC
BD
CRD#: 114203
CHICAGO, IL
Past
July 11, 2023 - December 11, 2024
METRIC FINANCIAL, LLC
BD
CRD#: 33324
Greenville, SC
Past
September 24, 2021 - October 28, 2022
D.H. HILL SECURITIES, LLLP
BD
CRD#: 41528
Greenville, SC
Past
September 22, 2021 - November 6, 2024
BELPOINTE ASSET MANAGEMENT LLC
RIA
CRD#: 143440
Greenville, SC
Past
October 25, 2017 - September 23, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Greenville, SC
Past
October 25, 2017 - September 23, 2021
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
GREENVILLE, SC
Past
June 20, 2017 - October 10, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CHARLOTTE, NC
Past
June 20, 2017 - October 10, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CHARLOTTE, NC
Past
February 8, 2017 - June 1, 2017
PALMETTO PREMIER ADVISORS, LLC
RIA
CRD#: 282960
GREENVILLE, SC
Past
October 6, 2016 - May 23, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
BD
CRD#: 43035
CHARLOTTE, NC
Past
December 8, 2015 - February 29, 2016
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
GREENVILLE, SC
Past
October 30, 2015 - February 29, 2016
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
GREENVILLE, SC
Past
March 17, 2009 - August 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PHOENIXVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/5/2024)
RR
Georgia(12/5/2024)
RR
Mississippi(12/5/2024)
RR
North Carolina(12/5/2024)
RR
Pennsylvania(12/5/2024)
IAR
South Carolina(11/14/2024)
RR
South Carolina(12/5/2024)
RR
Tennessee(12/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/11/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTIS CAPITAL ADVISORS, LLC
CRD#: 309709Greenville, SC 29601TRUST BUT VERIFY
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