Bethany B. Huffman

HUFFMAN WEALTH MANAGEMENT

Cincinnati, OH 45242

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CRD#: 5640182

Professional summary

Bethany Bohmer Huffman, CFP®, CIMA®, who also goes by Bethany Ann Bohmer, Bethany Bohmer, is a registered financial advisor currently at HUFFMAN WEALTH MANAGEMENT located in Cincinnati, Ohio.

Bethany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Bethany has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bethany Ann Bohmer | Bethany Bohmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/5/2018 - No Business Name (I do this in the course of my ordinary business, I don't hold this out as a service) - Not Investment Related - 8170 Corporate Park Drive, Suite 100 Cincinnati OH 45242 - Other-Notary - Notary Public - Start Date:01/31/2018 - 1 Hours Per Month/1 Hours During Trading - State of Ohio Notary. I notarize documents that need to be notarized. I have no title. 2. 10/19/2021 - Diversified Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. Sells insurance products. 3. 09/8/2022 Huffman Wealth Management, LLC - Investment Related - 8170 Corporate Park Drive, Suite 100 Cincinnati OH 45242 - Started 09/8/2022 - 160 Hours Per Month/7 Hours During Securities Trading; I sell insurance and other products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bethany Bohmer Huffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 20, 2022 - Present

HUFFMAN WEALTH MANAGEMENT

Office #1: 8170 Corporate Park Drive Suite 100, Cincinnati, OH 45242

RIA

CRD#: 322238

Cincinnati, OH

Past

July 14, 2017 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

September 6, 2013 - September 30, 2022

BOHMER KILCOYNE WEALTH MANAGEMENT, LLC

RIA

CRD#: 168419

CINCINNATI, OH

Past

May 6, 2010 - October 30, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

July 3, 2009 - August 6, 2024

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/27/2022)

IAR

Kentucky
(11/7/2022)

IAR

Ohio
(7/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2009

General Securities Representative Examination

Current Firm

HUFFMAN WEALTH MANAGEMENT

HUFFMAN WEALTH MANAGEMENT | HUFFMAN WEALTH MANAGEMENT, LLC

CRD#: 322238 / SEC#:

Florida

Registered Investment Advisory firm - (10/27/2022 Approved)

Kentucky

Registered Investment Advisory firm - (11/7/2022 Approved)

Maryland

Registered Investment Advisory firm - (7/26/2022 Terminated)

Ohio

Registered Investment Advisory firm - (7/19/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8170 Corporate Park Drive Suite 100, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 866-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	620
AUM (Assets Under Management)	$ 72,951,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bethany B. Huffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bethany Bohmer Huffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUFFMAN WEALTH MANAGEMENT

LPL FINANCIAL LLC

BOHMER KILCOYNE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2009

Current Firm

HUFFMAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUFFMAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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