William B. Bowman
Professional summary
William Brent Bowman, who also goes by William B Bowman, is a registered financial professional currently at REGULUS FINANCIAL GROUP, LLC located in Chattanooga, Tennessee.
William is registered as a RR (Registered Representative) and started their career in finance in 2009. William has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Brent Bowman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2024 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 2120 Northgate Park Ln Ste 205, Chattanooga, TN 37415January 19, 2024 - June 4, 2024
OSAIC WEALTH, INC.
January 27, 2020 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
January 5, 2017 - January 27, 2020
SECURITIES AMERICA, INC.
October 3, 2016 - December 23, 2016
CETERA ADVISORS LLC
June 9, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
August 12, 2009 - June 2, 2014
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2024)
Exams
FINRA
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631Chattanooga, TN 37415TRUST BUT VERIFY
Monitor William Bowman
Get automatic monthly alerts on:
