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Dilmurod Ikramovich Askarov

CRD# 5640141·Registered 2010 - 2012
Previously Registered: Being a previously registered professional could mean that Dilmurod is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dilmurod Ikramovich Askarov, who also goes by David Askarov, Dilmurod J Askarov, was a registered financial advisor. Dilmurod was a previously registered financial professional and started their career in finance 2010 - 2012. Dilmurod had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Askarov, Dilmurod J Askarov

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
February 10, 2012 - May 3, 2012
ADVANCED EQUITIES, INC.·CRD# 35545
RIA
New York, NY
April 28, 2010 - September 14, 2010
ADVANCED EQUITIES, INC.·CRD# 35545
BD
New York, NY
April 20, 2010 - September 14, 2010

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Current Firm

JT
JOHN THOMAS FINANCIAL

GOTHAM LAWRENCE CORPORATION | LAWRENCE MARKETING, INC. | JOHN THOMAS FINANCIAL

CRD#: 40982 / SEC#: 8-49254
BD
Terminated by SEC on 09/06/2013

Contact Information

Established

New York since 06/20/1996

Firm Type

Corporation

Fiscal Year End

May

Documents

Direct owners and executive officers

NamePositionCRD#
CASTELLANO, JOSEPH LOUISCHIEF COMPLIANCE OFFICER1158479

Disclosures

Regulatory Event

11

Arbitration

18

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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