AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RS

Robert A. Schultz

OMEGA FINANCIAL GROUP
SANTA BARBARA, CA 93101
Some features on this profile are disabled
CRD#: 5640026
RS

Professional summary

Robert Allen Schultz, CFP®, who also goes by Robert Schultz, is a registered financial advisor currently at OMEGA FINANCIAL GROUP, LLC located in Santa Barbara, California and ARGOS GLOBAL ADVISORS, LLC located in Santa Barbara, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Schultz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Schultz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 1, 2012 - Present

OMEGA FINANCIAL GROUP, LLC

Office #1: 812 Anacapa Street, Santa Barbara, CA 93101
RIA
CRD#: 164147
SANTA BARBARA, CA
Current

May 30, 2019 - Present

ARGOS GLOBAL ADVISORS, LLC

Office #1: 812 Anacapa St., Santa Barbara, CA 93101
RIA
CRD#: 287672
Santa Barbara, CA
Past

February 16, 2010 - July 3, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
SANTA BARBARA, CA
Past

February 12, 2010 - July 3, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
SANTA BARBARA, CA
Past

May 11, 2009 - February 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SANTA BARBARA, CA
Past

March 23, 2009 - February 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OMEGA FINANCIAL GROUP, LLC
OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA
Registered Investment Advisory firm - (3/28/2013 Approved)
California
Registered Investment Advisory firm - (4/27/2013 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/1/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 12/17/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2009
General Securities Representative Examination

Current Firm

OF
OMEGA FINANCIAL GROUP, LLC
OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA
Registered Investment Advisory firm - (3/28/2013 Approved)
California
Registered Investment Advisory firm - (4/27/2013 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
812 Anacapa Street, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 617-4363
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OFG - FORM ADV PART 2A - FIRM BROCHURE (2/10/2025)
OFG - FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts943
AUM (Assets Under Management)$ 480,234,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OMEGA FINANCIAL GROUP, LLC

CRD#: 164147Santa Barbara, CA 93101

TRUST BUT VERIFY

Monitor Robert Schultz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DG
David GivenAdvisorCheck Check Mark
CURTIS ADVISORY GROUP, LLC
IAR
Santa Barbara, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.