Carey M. Muloma
Professional summary
Carey Muluhya Muloma, who also goes by Carey Muloma Muluhya, Carey Muloma Muluyha, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Carey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Carey has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carey Muluhya Muloma's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2019 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482October 8, 2009 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482March 10, 2016 - November 10, 2017
OPTIONSXPRESS, INC.
October 8, 2009 - April 17, 2019
CHARLES SCHWAB & CO., INC.
March 26, 2009 - August 17, 2009
EQUITABLE ADVISORS, LLC
March 11, 2009 - August 17, 2009
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2015)
(2/7/2024)
(6/18/2015)
(1/4/2010)
(6/18/2015)
(2/7/2024)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(10/8/2009)
(4/17/2019)
(3/7/2024)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(6/18/2015)
(4/8/2023)
(6/18/2015)
(6/18/2015)
(6/19/2015)
(6/18/2015)
(10/31/2022)
(10/31/2022)
(6/18/2015)
(5/31/2024)
(2/18/2021)
(6/18/2015)
(6/18/2015)
(1/4/2022)
(6/18/2015)
(6/18/2015)
(10/2/2023)
(6/18/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
