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Simon T. Hilliard

WELLINGTON ADAMS INVESTMENT ADVISORY
Lancaster, PA 17601
Some features on this profile are disabled
CRD#: 5639956
SH

Professional summary

Simon Todd Hilliard is a registered financial advisor currently at WELLINGTON ADAMS INVESTMENT ADVISORY, LLC located in Lancaster, Pennsylvania.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Simon has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WELLINGTON ADAMS FINANCIAL GROUP, INC. INVESTMENT RELATED; 04/12. PARTNER/INSURANCE AGENT; INSURANCE SERVICES INCLUDING, FIXED ANNUITIES; YORK, PA 80/MO, 40 DURING SECURITIES TRADING. 7 RATHTON ROAD, LLC; NON-INVESTMENT RELATED; YORK, PA; REAL ESTATE HOLDING COMPANY; 1 HOUR/MONTH; 0 HOURS DURING SECURITIES TRADING; 50% OWNER OF REAL ESTATE HOLDING COMPANY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Todd Hilliard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2017 - Present

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

Office #1: 1630 Manheim Pike Suite One, Lancaster, PA 17601Office #2: 7 Rathton Rd, York, PA 17403Office #3: 5000 Ritter Road Suite 202, Mechanicsburg, PA 17055
RIA
CRD#: 286055
Lancaster, PA
Past

May 18, 2012 - March 31, 2017

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
YORK, PA
Past

February 3, 2009 - May 3, 2012

PROADVISOR INVESTMENT CORP.

RIA
CRD#: 145641
YORK, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/13/2017)
IAR
Pennsylvania
(3/31/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2008
Uniform Investment Adviser Law Examination

Current Firm

WA
WELLINGTON ADAMS INVESTMENT ADVISORY, LLC
WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

CRD#: 286055 / SEC#:

Florida
Registered Investment Advisory firm - (4/13/2017 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/31/2017 Approved)
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Contact information

Main Address
7 Rathton Rd, York, PA 17403
Mailing Address
Phone number
(855) 793-2409
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts537
AUM (Assets Under Management)$ 53,168,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

CRD#: 286055Lancaster, PA 17601

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