Robert B. Baldridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Benjamin Baldridge was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2009. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2018 - January 8, 2019
NEWPORT GROUP CONSULTING, LLC
February 22, 2011 - December 22, 2017
NEWPORT GROUP SECURITIES, INC.
January 13, 2011 - January 8, 2019
NEWPORT GROUP SECURITIES, INC.
October 27, 2009 - April 16, 2010
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
Primary Firm SEC Registration
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,858 |
| AUM (Assets Under Management) | $ 4,397,492,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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