Christos Bagios Sommer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christos Bagios Sommer, who also goes by Christos Bagios, was a registered financial professional .
Christos is a previously registered financial professional and started their career in finance in 2009. Christos had worked at 1 firm and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - February 3, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
February 20, 2009 - February 3, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CREDIT SUISSE PRIVATE ADVISORS AG
CRD#: 112892 / SEC#: 801-60767, 8-53440
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT SUISSE AG | 100% OWNER | |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL & OPERATIONS PRINCIPAL | 2650187 |
| GROB, ERWIN NMN | DIRECTOR | 5658742 |
| ISARIN, RICHARD NMN | CEO | 4412459 |
| KAUFMANN, IVO NMN | CHIEF INVESTMENT OFFICER | 4412460 |
| LUEOEND, FELIX THOMAS | CORPORATE SECRETARY | 5767915 |
| OSBORN, LESLIE J. | CHIEF COMPLIANCE OFFICER | 4580474 |
| SKOGLUND, PETER OTTO | DIRECTOR | 425909 |
Red Flags
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