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Hardeep Singh

Hardeep Singh

PK WEALTH ADVISORS
SAN FRANCISCO, CA
Some features on this profile are disabled
CRD#: 5638559
Hardeep Singh

Professional summary


Hardeep Singh, CFP®, who also goes by Sunny Singh, is a registered financial advisor currently at PK WEALTH ADVISORS located in San Francisco, California.

Hardeep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Hardeep has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Sunny Singh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLE PROPRIETOR-INSURANCE AGENT; INV REL; SAN FRANCISCO, CA; INS SALES AND SERVICES; 5% OF TIME; START 07/2009.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Hardeep Singh's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2014

Experience


Current

June 30, 2025 - Present

PK WEALTH ADVISORS

RIA
CRD#: 335676
SAN FRANCISCO, CA
Past

September 28, 2020 - June 12, 2025

DELTA INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 149596
San Francisco, CA
Past

March 18, 2019 - September 10, 2020

WEDBUSH SECURITIES INC.

RIA
CRD#: 877
SAN FRANCISCO, CA
Past

March 18, 2019 - September 10, 2020

WEDBUSH SECURITIES INC.

BD
CRD#: 877
SAN FRANCISCO, CA
Past

October 18, 2011 - March 20, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN FRANCISCO, CA
Past

October 17, 2011 - March 20, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN FRANCISCO, CA
Past

June 25, 2010 - October 14, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LODI, CA
Past

June 25, 2010 - October 14, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LODI, CA
Past

April 13, 2009 - June 30, 2010

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
MANTECA, CA
Past

March 26, 2009 - June 30, 2010

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
MANTECA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/30/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/10/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PW
PK WEALTH ADVISORS
PK WEALTH ADVISORS | PK WEALTH ADVISORS, LLC

CRD#: 335676 / SEC#:

California
Registered Investment Advisory firm - (6/30/2025 Approved)
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Contact information


Main Address
San Francisco, CA
Mailing Address
1819 Polk St #272, San Francisco, CA 94109
Phone number
(415) 744-4124
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PK WEALTH ADVISORS

CRD#: 335676San Francisco, CA

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