Seth G. Ford

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CRD#: 5638127

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Seth G Ford, who also goes by Seth Ford, was a registered financial professional .

Seth is a previously registered financial professional and started their career in finance in 2009. Seth had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Seth Ford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Agent. Various carriers. He spends approximately 20 hours per month. 2) United Financial Freedom. Sales Agent. Debt consolidation tools to individuals. He spends approximately 10 hours per month. 3) Strategic Education Technologies. Sales Agent. College savings plans for individuals. He spends approximately 10 hours per month. 4) Kyani, Plexus. Distributor/Sales Agent. Health supplements for individuals. He spends approximately 1 hour per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 9, 2022 - August 17, 2023

NEW MILLENNIUM GROUP

RIA

CRD#: 299249

SANDY, UT

Past

April 12, 2022 - April 20, 2022

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

Clearfield, UT

Past

March 22, 2021 - February 22, 2022

SOLTIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 154690

Salt Lake City, UT

Past

February 8, 2021 - February 11, 2021

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

Layton, UT

Past

October 24, 2019 - April 7, 2020

B.O.S.S. RETIREMENT ADVISORS, LLC

RIA

CRD#: 171143

South Jordan, UT

Past

April 2, 2009 - February 19, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CLEARFIELD, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/31/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

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Contact information

Main Address

10050 South State Street, Sandy, UT 84070

Mailing Address

Phone number

(801) 446-9950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 200,605,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Seth G. Ford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PORTFOLIO MEDICS, LLC

SOLTIS INVESTMENT ADVISORS, LLC

VERITY ASSET MANAGEMENT

B.O.S.S. RETIREMENT ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NEW MILLENNIUM GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2019

Series 63

Date: 4/8/2009

Series 6

Date: 3/31/2009

Current Firm

NEW MILLENNIUM GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW MILLENNIUM GROUP

TRUST BUT VERIFY

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