Stephen C. Kiddoo
Professional summary
Stephen Craig Kiddoo, who also goes by Craig Kiddoo, S. Craig Kiddoo, is a registered financial advisor currently at COZAD ASSET MANAGEMENT INC located in Champaign, Illinois.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stephen has worked at 2 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Craig Kiddoo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2013 - Present
COZAD ASSET MANAGEMENT INC
Office #1: 2501 Galen Drive, Champaign, IL 61821-7005October 12, 2012 - October 14, 2021
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
COZAD ASSET MANAGEMENT INC
CRD#: 104764 / SEC#: 801-18060
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/13/2013)
Exams
Current Firm
COZAD ASSET MANAGEMENT INC
CRD#: 104764 / SEC#: 801-18060
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,424 |
| AUM (Assets Under Management) | $ 2,240,693,977 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 07/26/2024 | ||
| 12/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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