Garrett W. Komiskey
Professional summary
Garrett Wayne Komiskey, who also goes by Garrett Wayne Komiskey, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Naples, Florida.
Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Garrett has worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Wayne Komiskey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
FIRST TRUST ADVISORS LP
Office #1: 9130 Galleria Court Suite 202, Naples, FL 34109August 12, 2024 - December 20, 2024
FIRST TRUST INVESTMENT SOLUTIONS L.P.
January 21, 2016 - June 5, 2019
CABRERA CAPITAL MARKETS, LLC
March 3, 2015 - January 12, 2016
HAPOALIM SECURITIES USA, INC.
February 9, 2010 - March 4, 2015
CABRERA CAPITAL MARKETS, LLC
March 24, 2009 - February 9, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLC
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2024)
(11/5/2024)
Exams
Series 55
Date: 8/10/2009
Limited Representative-Equity Trader ExamCurrent Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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