BT
Bradley Tobler
CENTAURUS FINANCIAL
San Antonio, TX 78232
Some features on this profile are disabled
CRD#: 5637572
BT
Professional summary
Bradley Tobler, who also goes by Bradley D Tobler, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in San Antonio, Texas.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Bradley has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley D Tobler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BDT INC., NON-INVETMENT RELATED, 16845 BLANCO ROAD, SUITE #104, SAN ANTONIO, TX 78232, INSURANCE AND SECURITY BUSINESS PASS THROUGH S. CORP. 2. FREEDOM ONE LIFE/FREEDOM ONE ADVISOR GROUP/FEDERAL EMPLOYEE BENEFITS, NON-INVESTMENT RELATED, DBA PURPOSES ONLY. 3. WISH FOR OUR HEROES - 501, NON-INVESTMENT REALTED, 16845 BLANCO ROAD, #104, SAN ANTONIO, TX 78232, DIRECTOR, SINCE 1/2012 AND I SPEND APPROX. 25 HOURS PER MONTH ON THIS ACTIVITY. MY ROLE AS DIRECTOR IS TO BUILD RELATIONSHIPS WITH MILITARY COMMANDS AND MAKE THEM AWARE OF OUR CHARITY, AND HOW WE HELP MILITARY FAMILIES MANAGE HARDSHIPS. 4. NOTARY PUBLIC, NON-INVETMENT RELATED, 16845 BLANCO ROAD, #104, SAN ANTONIO, TX 78232, SINCE 4/2009 AND I SPEND APPROX. ONE HOUR ON THIS ACTIVITY. WHEN A CIVIL SERVICE OR MILITARY MEMBER RETIRES AND STARTS COLLECTING GOVERNMENT RETIREMENT, CERTAIN SECTION WITHIN THE REQUIRED FORMS MAY NEED TO BE NOTARIZED (SURVIVOR SPOUSES SECTION). IF THE SPOUSE AGREES TO A LESS THAN STANDARD SURVIVOR BENEFIT. 5. FARM 2 RANCH WEALTH MANAGEMENT, NON-INVESTMENT RELATED, 16845 BLANCO ROAD, SUITE #104, SAN ANTONIO, TX 78232, DBA, OWNER, SINCE 12/1/2020, SELL FIXED PRODUCTS AND SECURITIES TO RANCHERS AND FARMERS. 6. F2R WEALTH, NON-INVESTMENT RELATED, 16845 BLANCO ROAD, SUITE #104, SAN ANTONIO, TX 78232, DBA, OWNER, SINCE 1/1/2021, ACRONYM FOR FARM 2 RANCH WEALTH MANAGEMENT. 7. OAK LANE RANCH, NON-INVESTMENT RELATED, 2556 FM 467, SEGUIN, TX 78155, I LEASE OUT MY 60 ACRE RANCH TO A CATTEL RANCHER, OWNER, SINCE 3/20/2018, DEVOTED TIME IS ONE HOUR A MONTH, PROPERTY MANAGER. 8. FREEDOM ONE LIFE SOLUTIONS POSITION: Agent NATURE: I REVIEW LIFE INSURANCE AND LTC OPTIONS WITH CLIENTS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2009 ADDRESS: 16845 Blanco Road, Suite #104, San Antonio TX 78232, United States DESCRIPTION: I REVIEW LIFE INSURANCE AND LTC OPTIONS WITH CLIENTS. 9. BDT INC. POSITION: President NATURE: DBA name used for all insurance/security/GSA Contract business pass through S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2009 ADDRESS: 16845 Blanco Road, Suite 104, San Antonio TX 78232, United States DESCRIPTION: DBA name used for all insurance/security/GSA Contract business pass through S Corp
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Tobler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Tobler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16845 Blanco Road Suite #104, San Antonio, TX 78232Office #2: 16845 Blanco Road Suite #104, San Antonio, TX 78232RIA
BD
CRD#: 30833
San Antonio, TX
Current
October 16, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 16845 Blanco Road Suite #104, San Antonio, TX 78232RIA
BD
CRD#: 30833
San Antonio, TX
Past
February 27, 2009 - October 20, 2020
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN ANTONIO, TX
Past
February 23, 2009 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2020)
RR
Alaska(5/19/2022)
RR
Arizona(10/16/2020)
RR
California(10/16/2020)
IAR
California(10/26/2020)
RR
Colorado(1/4/2024)
RR
Florida(10/16/2020)
RR
Georgia(10/19/2020)
IAR
Hawaii(12/14/2021)
RR
Hawaii(5/15/2024)
IAR
Idaho(9/23/2021)
RR
Iowa(10/16/2020)
RR
Maryland(6/30/2023)
IAR
Maryland(7/3/2023)
RR
Minnesota(10/16/2020)
RR
New Mexico(12/3/2020)
RR
North Carolina(1/15/2025)
RR
Ohio(10/16/2020)
IAR
Ohio(4/6/2023)
RR
Oklahoma(10/16/2020)
IAR
Oklahoma(4/8/2022)
RR
South Carolina(10/16/2020)
RR
Tennessee(10/16/2020)
RR
Texas(10/16/2020)
IAR
Texas(10/19/2020)
RR
Utah(12/14/2020)
RR
Virginia(10/16/2020)
RR
Washington(10/16/2020)
RR
West Virginia(1/5/2021)
IAR
West Virginia(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
