JS
James A. Sayas
ENCOMPASS MORE ASSET MANAGEMENT LLC
NEW BERLIN, WI 53151
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CRD#: 5637553
JS
Professional summary
James Alexander Sayas, who also goes by James A. Sayas, James Sayas, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in New Berlin, Wisconsin.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James A. Sayas | James Sayas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] THE CRANEWARE GROUP F/K/A/ SENTRY DATA SYSTEMS-AQUISITION 07.13.2021; NOT INVESTMENT RELATED; ADDRESS: 800 FAIRWAY DRIVE, SUITE 400, DEERFIELD BEACH, FL 33441; NATURE: HEALTHCARE SOFTWARE; POSITION: BUSINESS ANALYST FROM 11-17-2014 TO 02-01-2017, SOLUTIONS ENGAGEMENT ENGINEER FROM 02-01-2017 TO OCTOBER 2018, AREA VICE PRESIDENT ACCOUNT MANAGEMENT FROM OCTOBER 2018 TO 01.29.2021, REGIONAL VICE PRESIDENT-SALES 02-01-2021 TO 10-01-2021, STRATEGIC ACCOUNT EXECUTIVE 10-01-2021 TO PRESENT; STARTED WITH SENTRY DATA SYSTEMS ON 11-17-2014 AND THE CRANEWARE GROUP ON 10.01.2021; APPROX. 160 HRS/MONTH: APPROX. 160 HRS/MONTH DURING TRADING HOURS AND 40HRS/MONTH OUTSIDE TRADING HRS; RESPONSIBILITIES: 11-17-2017 TO 02-01-2017 ASSISTED CLIENTS IN USING THE SOFTWARE AND OTHER ANALYTIC PROJECTS AND FROM 02-01-2017 GENERAL HEALTH CARE ANALYTICS, CLIENT MEETING ENGAGEMENTS SUPPORTING THE SALES TEAM WITH DEMONSTRATIONS AND IDENTIFY THE BEST SOLUTION THAT WILL MEET THE CLIENTS NEEDS, STARTED FEB 2021 PROSPECTING, DISCOVERY CALLS, DEMONSTRATIONS AND CONTRACTING/SALES OF 340B SOFTWARE TO HOSPITALS, 10.01.2021 TO PRESENT-HELP CLIENTS FACILITATE THE 340b PROGRAMS AND SOFTWARE. [2] WISCONSIN ALUMNI ASSOCIATION, WAUKESHA COUNTY CHAPTER; NOT INVESTMENT RELATED; NATURE: ALUMNI GROUP; POSITION: BOARD MEMBER; STARTED: JULY 2015; APPROX. 2 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: FUNDRAISING AND EVENT PLANNING. (3) LICENSED INDEPENDENT INSURANCE AGENT.
CRS (Client Relationship Summary) - RIA
Click below to view James Alexander Sayas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
Office #1: 2665 S. Moorland Rd. Suite 212, New Berlin, WI 53151RIA
CRD#: 322382
NEW BERLIN, WI
Past
July 17, 2023 - October 17, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
NEW BERLIN, WI
Past
January 8, 2015 - July 20, 2023
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
NEW BERLIN, WI
Past
April 20, 2009 - December 31, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
ELM GROVE, WI
Past
March 26, 2009 - December 31, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
ELM GROVE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
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Company Information
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382New Berlin, WI 53151TRUST BUT VERIFY
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