Alan M. Rhode
MODERN WEALTH LLC
Oreland, PA
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CRD#: 5637499
Professional summary
Alan Michael Rhode, CFP®, CPWA®, who also goes by Alan M Rhode, is a registered financial advisor currently at MODERN WEALTH LLC located in Oreland, Pennsylvania.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Alan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Hi, I'm Alan Rhode, the Founder and CEO of Modern Wealth LLC, the publisher of Live Wealthy Blog and Founder of the Live Wealthy Society.
I'm an active and proud Member of the CFP Board, Penn State Alumni Association, XY Planning Network (XYPN), National Association of Personal Financial Advisors (NAPFA), the Fee Only Network, and Business Networking International (BNI).
With over a decade of experience, I've helped good people and families achieve what's most important to them at prestigious firms such as Merrill Lynch, Morgan Stanley, and Goldman Sachs. I have also been featured and quoted in publications such as The Philadelphia Inquirer, The New York Times, MarketWatch, ABC, NBC, Fox News, Markets Insider, XY Planning Network, The Financial Planning Association, The Fee Only Network, PR Newswire and Ask.com.
I earned my Bachelor's of Science degree in Finance from Penn State University and satisfied my CFP education requirement through the American College of Financial Services. I have also earned The Kinder Institute of Life Planning's Registered Life Planner® designation. I plan to continue my education by earning the Investments and Wealth Institute's Certified Private Wealth Advisor® advanced designation.
In my free time, I enjoy amateur autocross racing, Philadelphia sports, softball, racquetball, working out, the beach, and spending time with my family and friends. They are everything to me.
Question & Answer
What are your service offerings?
Budgeting
Debt Management
Social Security Planning
Inheritance
Insurance Planning
Estate Planning
Business Succession Planning
Tax Planning
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Small Business Planning
Life Transitions
Retirement Income Management
Education Planning
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Business Owners
Charitable Giving
Corporate Executives
Entrepreneurs
Estate & Generational Planning...
Are you a "fiduciary"?
Yes
Aliases
Alan M Rhode
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Modern Wealth Coaching Investment Related: No Address: 51 Hawkswell Circle Oreland PA 19075 Position: Nature of Business: Financial coaching, no financial planning advice, no investment advice or management Relationship: Founder and CEO Start Date: 8/2023 Number of Hours Devoted: 5 hours a month Number of Hours Devoted During Securities Trading Hours: 0 hours a month Duties: Financial Coaching by providing access to Elements Financial Planning system
CRS (Client Relationship Summary) - RIA
Click below to view Alan Michael Rhode's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
CPWA®
Start date: 2022-06-27
Expire date: 2024-05-31
Experience
Current
April 3, 2019 - Present
MODERN WEALTH LLC
RIA
CRD#: 300407
Oreland, PA
Past
February 26, 2018 - November 13, 2018
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
NORTH WALES, PA
Past
March 26, 2014 - August 19, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Langhorne, PA
Past
March 26, 2014 - August 19, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Langhorne, PA
Past
November 6, 2013 - January 2, 2014
MYCIO WEALTH PARTNERS, LLC
RIA
CRD#: 134436
PHILADELPHIA, PA
Past
April 27, 2011 - September 6, 2013
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
PHILADELPHIA, PA
Past
April 27, 2011 - September 6, 2013
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
February 12, 2011 - April 11, 2011
MORGAN STANLEY
RIA
CRD#: 149777
JENKINTOWN, PA
Past
May 18, 2010 - April 11, 2011
MORGAN STANLEY
BD
CRD#: 149777
JENKINTOWN, PA
Past
January 7, 2010 - February 19, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
HORSHAM, PA
Past
July 29, 2009 - November 9, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/14/2025)
IAR
Pennsylvania(4/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MODERN WEALTH LLC
MODERN WEALTH LLC
CRD#: 300407 / SEC#:
Florida
Registered Investment Advisory firm - (7/14/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (4/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Blue Bell, PA
Mailing Address
Phone number
(888) 692-3897
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 15,863,470 |
Red Flags
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