Dennis J. Sundo

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CRD#: 5637194

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dennis John Sundo, CFP® was a registered financial professional .

Dennis is a previously registered financial professional and started their career in finance in 2009. Dennis had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT OPERATES AN ACCOUNTING AND TAX PRACTICE AS A SOLE PROPRIETOR. THE BUSINESS IS NOT INVESTMENT RELATED. THE BUSINESS ADDRESS IS 5886 HECKERT ROAD BAKERSTOWN, PA 15007. THE BUSINESS WAS STARTED IN 1990. DURING THE MONTHS OF FEBRUARY, MARCH, AND APRIL APPROXIMATELY 80 HOURS PER WEEK ARE DEDICATED TO THE BUSINESS, WITH 25 HOURS PER WEEK THE REMAINDER OF THE YEAR. HOURS OF OPERATION VARY BY SEASON, WITH AVERAGE MONDAY THROUGH FRIDAY 8-5 PLUS HOURS BY APPOINTMENT. Applicant also is a member of the Pine Richland School District School Board. This is an unpaid, publicly elected position

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 1, 2009 - December 31, 2022

S & W ADVISORS, LLC

RIA

CRD#: 148266

GIBSONIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

S & W ADVISORS, LLC

CRD#: 148266 / SEC#:

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Contact information

Main Address

Cranberry Twp, PA

Mailing Address

Phone number

(412) 841-2481

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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