Joseph R. Stolzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Ray Stolzer, who also goes by Joseph Stolzer, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - December 1, 2017
EVERTRADE DIRECT BROKERAGE, INC.
October 12, 2011 - December 1, 2017
EVERBANK WEALTH MANAGEMENT
January 22, 2009 - October 10, 2011
FIDUCIARY ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EVERTRADE DIRECT BROKERAGE, INC.
CRD#: 47388 / SEC#: , 8-51781
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
