CR
Claudia N. Rubenstein
LWM ADVISORY SERVICES
Plantation, FL 33324
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CRD#: 5636921
CR
Professional summary
Claudia Nuri Rubenstein, who also goes by Claudia Nuri Bugdadi, Nuri Bugdadi, is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and LPL FINANCIAL LLC located in Plantation, Florida.
Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Claudia has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claudia Nuri Bugdadi | Nuri Bugdadi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/25/2008 - CLAUDIA BUGDADI/ REAL ESTATE RENTAL/ INVESTMENT RELATED / 0%/ 75 GULFSTREAM RD #208B, DANIA BEACH, FL 33004 2. 01/22/2019 - CLAUDIA RUBENSTEIN/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 5%/ PLANTATION, FL 3. 01/22/2019 - LEGACY WEALTH MANAGEMENT INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ PLANTATION, FL. 4. 5/14/2019 - LWM Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/07/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through LWM Advisory Services LLC, an independent investment advisor firm. I started this business activity in Jan 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Claudia Nuri Rubenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2019 - Present
LWM ADVISORY SERVICES, LLC
Office #1: 1250 S. Pine Island Road Suite 350, Plantation, FL 33324RIA
CRD#: 172009
Plantation, FL
Current
January 22, 2019 - Present
LPL FINANCIAL LLC
Office #1: 1250 S Pine Island Rd Ste 350, Plantation, FL 33324RIA
BD
CRD#: 6413
Plantation, FL
Past
February 20, 2009 - October 31, 2017
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/15/2020)
RR
Arkansas(2/28/2022)
RR
Colorado(6/15/2020)
RR
Florida(1/22/2019)
IAR
Florida(5/9/2019)
RR
Georgia(5/9/2019)
RR
Hawaii(7/12/2024)
RR
New Jersey(2/3/2021)
RR
New York(6/15/2020)
RR
North Carolina(6/16/2020)
RR
Oklahoma(6/15/2020)
RR
Pennsylvania(2/3/2021)
RR
South Carolina(6/14/2023)
IAR
Texas(10/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1250 S. Pine Island Road Suite 350, Plantation, FL 33324
Mailing Address
Phone number
(954) 474-7100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,881 |
| AUM (Assets Under Management) | $ 837,849,209 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LWM ADVISORY SERVICES, LLC
CRD#: 172009Plantation, FL 33324TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
