Sean M. Mcguire

MCGUIRE WEALTH MANAGEMENT

Wakefield, RI 02879

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CRD#: 5636671

Professional summary

Sean Michael Mcguire, who also goes by Sean Mcguire, is a registered financial advisor currently at MCGUIRE WEALTH MANAGEMENT located in Wakefield, Rhode Island.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sean has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcguire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2018 - Present

MCGUIRE WEALTH MANAGEMENT

Office #1: 105 Main Street, Wakefield, RI 02879

RIA

CRD#: 296271

Wakefield, RI

Past

October 2, 2009 - August 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CHARLESTOWN, RI

Past

October 2, 2009 - August 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CHARLESTOWN, RI

Past

April 6, 2009 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTOWN, RI

Past

March 18, 2009 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTOWN, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGUIRE WEALTH MANAGEMENT

MCGUIRE INVESTMENT GROUP, LLC | MCGUIRE WEALTH MANAGEMENT

CRD#: 296271 / SEC#: 801-113698

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(8/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/2016

General Securities Principal Examination

Current Firm

MCGUIRE WEALTH MANAGEMENT

MCGUIRE INVESTMENT GROUP, LLC | MCGUIRE WEALTH MANAGEMENT

CRD#: 296271 / SEC#: 801-113698

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

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Contact information

Main Address

105 Main Street, Wakefield, RI 02879

Mailing Address

Phone number

(401) 364-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCGUIRE WEALTH MANAGEMENT - FORM ADV PART 2A APPENDIX (3/28/2025)

MCGUIRE WEALTH MANAGEMENT - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	800
AUM (Assets Under Management)	$ 819,045,333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

MCGUIRE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2009

SIE

Date: 8/15/2018

Series 7

Date: 3/17/2009

Series 24

Date: 10/31/2016

Current Firm

MCGUIRE WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGUIRE WEALTH MANAGEMENT

TRUST BUT VERIFY

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