Troy E. Thompson
THOMPSON ADVISORY SERVICES
Portland, OR 97202
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CRD#: 5636640
Professional summary
Troy Ellis Thompson, CFP® is a registered financial advisor currently at THOMPSON ADVISORY SERVICES, LLC located in Portland, Oregon.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Troy has worked at 1 firm and has passed the Series 65 exam.
Biography
I created Thompson Advisory Services to provide comprehensive and objective financial planning services to individuals and their families. Before founding Thompson Advisory Services in 2008, I carried on a successful law practice with two global law firms. I have been a trusted advisor and counselor to clients in business, finance and government for over ten years. I am an expert in state and federal income taxation, and I have extensive experience defending audits and appeals before the Internal Revenue Service and the California Franchise Tax Board. I am a CERTIFIED FINANCIAL PLANNER; practitioner and a member of the Alliance of Cambridge Advisors and the American Bar Association. Thompson Advisory Services is a registered investment advisor with the States of California and Oregon, where I am also licensed to practice law. I am a graduate of Cornell University, where I received an A.B. in American History. I earned my law degree at Harvard Law School. I live with my wife and two young sons in Portland, Oregon, where we enjoy bicycling, hiking and cross country skiing.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Budgeting
Estate Planning
Employee and Employer Plan Ben...
Investment Planning
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEIGHBORHOOD PLAY GARDEN INC.
581 CHENERY STREET
SAN FRANCISCO, CA 94131
COMMUNITY BASED PRESCHOOL ORGANIZED AS A CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION, NOT RECOGNIZED AS TAX EXEMPT, NOT INVESTMENT-RELATED.
CORPORATE SECRETARY AND DIRECTOR BEGINNING 10/01/2008.
TIME DEVOTED 15 HOURS MONTHLY, NONE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Ellis Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
May 15, 2009 - Present
THOMPSON ADVISORY SERVICES, LLC
Office #1: 3339 Se Division Street Suite B, Portland, OR 97202RIA
CRD#: 149344
Portland, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/15/2009)
IAR
Oregon(7/30/2009)
Current Firm
TA
THOMPSON ADVISORY SERVICES, LLC
THOMPSON ADVISORY SERVICES, LLC
CRD#: 149344 / SEC#:
California
Registered Investment Advisory firm - (5/15/2009 Approved)Oregon
Registered Investment Advisory firm - (7/30/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3339 Se Division Street Suite B, Portland, OR 97202
Mailing Address
Phone number
(503) 234-0721
Established
Firm type
Fiscal year end
# of Employees
5
Red Flags
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