TW
Troy T. Wada
DIVERSIFY ADVISORY SERVICES
PITTSBURGH, PA 15219
Some features on this profile are disabled
CRD#: 5636479
TW
Professional summary
Troy Taku Wada, who also goes by Troy T Wada, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Pittsburgh, Pennsylvania and DFPG INVESTMENTS, LLC located in Hilo, Hawaii.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Troy has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy T Wada
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Taku Wada's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 301 Grant Street Suite 270, Pittsburgh, PA 15219Office #2: 745 Fort Street Mall Suite 888, Honolulu, HI 96813RIA
CRD#: 326060
PITTSBURGH, PA
Current
November 17, 2023 - Present
DFPG INVESTMENTS, LLC
Office #1: 17 Furneaux Ln. Suite 203, Hilo, HI 96720Office #2: 301 Grant Street Suite 270, Pittsburgh, PA 15219Office #3: 4139 Hardy St Suite B, Lihue , HI 96766Office #4: 745 Fort Street Mall Suite 888, Honolulu, HI 96813BD
CRD#: 155576
Hilo, HI
Past
September 1, 2023 - November 15, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
Pittsburgh, PA
Past
September 1, 2023 - November 15, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
Pittsburgh, PA
Past
May 30, 2013 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
HONOLULU, HI
Past
May 16, 2013 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
HONOLULU, HI
Past
July 7, 2009 - May 7, 2013
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HONOLULU, HI
Past
July 7, 2009 - May 7, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RESILIENT WEALTH MANAGEMENT | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2025)
RR
Arizona(5/20/2025)
RR
Arkansas(4/9/2025)
RR
California(11/17/2023)
RR
Connecticut(5/19/2025)
RR
Delaware(5/20/2025)
RR
District of Columbia(5/19/2025)
RR
Florida(11/17/2023)
RR
Georgia(5/19/2025)
RR
Hawaii(12/15/2023)
IAR
Hawaii(12/15/2023)
RR
Idaho(5/19/2025)
RR
Illinois(5/19/2025)
RR
Indiana(5/21/2025)
RR
Iowa(5/19/2025)
RR
Kansas(5/16/2025)
RR
Kentucky(5/27/2025)
RR
Louisiana(5/19/2025)
RR
Maine(5/16/2025)
RR
Maryland(5/30/2025)
RR
Michigan(5/20/2025)
RR
Minnesota(5/16/2025)
RR
Mississippi(5/16/2025)
RR
Montana(5/20/2025)
RR
Nebraska(5/16/2025)
RR
Nevada(11/17/2023)
RR
New Hampshire(5/19/2025)
RR
New Jersey(5/16/2025)
RR
New Mexico(5/16/2025)
RR
New York(6/15/2025)
RR
North Carolina(11/20/2023)
RR
North Dakota(5/19/2025)
RR
Ohio(3/14/2025)
RR
Oklahoma(5/19/2025)
RR
Oregon(11/29/2023)
RR
Pennsylvania(12/20/2023)
IAR
Pennsylvania(12/20/2023)
RR
Rhode Island(5/19/2025)
RR
South Carolina(1/21/2025)
RR
South Dakota(5/19/2025)
RR
Tennessee(3/25/2024)
RR
Texas(11/17/2023)
IAR
Texas(11/17/2023)
RR
Utah(5/19/2025)
RR
Vermont(5/19/2025)
RR
Virginia(5/20/2025)
RR
Washington(11/17/2023)
RR
West Virginia(5/20/2025)
RR
Wisconsin(5/20/2025)
RR
Wyoming(5/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RESILIENT WEALTH MANAGEMENT | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2026 | ||
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
