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Benjamin A. Schrock
B.A. SCHROCK WEALTH MANAGEMENT
Wadsworth, OH 44281
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CRD#: 5636427
BS
Professional summary
Benjamin Arthur Schrock is a registered financial advisor currently at B.A. SCHROCK WEALTH MANAGEMENT located in Wadsworth, Ohio.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Benjamin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
B.A. Schrock Financial Group
non investment related
102 Main St, Ste 205 Wadsworth, OH 44281
Owner, 08/2012-Present
80 hrs/month, all during trading hours
Provide clients with insurance based products, such as annuity and life insurance
MLR & Schrock LLC, non-investment related, Medina Ohio,Real Estate Ownership, Part Owner, 4 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Arthur Schrock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2019 - Present
B.A. SCHROCK WEALTH MANAGEMENT
Office #1: 131 College Street, Wadsworth, OH 44281RIA
CRD#: 304694
Wadsworth, OH
Past
May 5, 2016 - February 2, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Wadsworth, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
B.A. SCHROCK WEALTH MANAGEMENT
B.A. SCHROCK WEALTH MANAGEMENT | B.A. SCHROCK WEALTH MANAGEMENT, INC.
CRD#: 304694 / SEC#: 801-127681
RIA
Registered Investment Advisory firm - (4/17/2023 Approved)Ohio
Registered Investment Advisory firm - (4/20/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/20/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/9/2019)
IAR
Texas(5/5/2025)
Current Firm
BS
B.A. SCHROCK WEALTH MANAGEMENT
B.A. SCHROCK WEALTH MANAGEMENT | B.A. SCHROCK WEALTH MANAGEMENT, INC.
CRD#: 304694 / SEC#: 801-127681
RIA
Registered Investment Advisory firm - (4/17/2023 Approved)Ohio
Registered Investment Advisory firm - (4/20/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/20/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
131 College Street, Wadsworth, OH 44281
Mailing Address
Phone number
(330) 473-1060
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,149 |
| AUM (Assets Under Management) | $ 200,762,016 |
Red Flags
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Company Information
B.A. SCHROCK WEALTH MANAGEMENT
CRD#: 304694Wadsworth, OH 44281TRUST BUT VERIFY
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