Thomas A. Poelling

CENTENNIAL WEALTH MANAGEMENT

Ithaca, NY

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CRD#: 5636293

Professional summary

Thomas Arndt Poelling is a registered financial advisor currently at CENTENNIAL WEALTH MANAGEMENT INC. located in Ithaca, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Arndt Poelling's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2017 - Present

CENTENNIAL WEALTH MANAGEMENT INC.

RIA

CRD#: 159381

Ithaca, NY

Past

April 13, 2012 - December 18, 2015

CENTENNIAL WEALTH MANAGEMENT INC.

RIA

CRD#: 159381

ELMIRA, NY

Past

March 24, 2009 - August 12, 2011

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

ELMIRA, NY

Past

March 17, 2009 - August 12, 2011

THE INVESTMENT CENTER, INC.

CRD#: 17839

ELMIRA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2009

General Securities Representative Examination

Current Firm

CENTENNIAL WEALTH MANAGEMENT INC.

CRD#: 159381 / SEC#: 801-72851

RIA

Registered Investment Advisory firm - (7/25/2012 Terminated)

Colorado

Registered Investment Advisory firm - (2/27/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2015 Terminated)

New York

Registered Investment Advisory firm - (7/9/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ithaca, NY

Mailing Address

Phone number

(607) 398-2040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 5,607,291

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Poelling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Arndt Poelling's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTENNIAL WEALTH MANAGEMENT INC.

CENTENNIAL WEALTH MANAGEMENT INC.

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2009

Series 7

Date: 3/16/2009

Current Firm

CENTENNIAL WEALTH MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTENNIAL WEALTH MANAGEMENT INC.

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